10 Dec 2024 11:30
Unlocking Transparency: Navigating FINRA’s Market Data Offerings
Behind every market transaction lies a wealth of data. But how can we harness this information?
On this episode, we sit down with two members of the Market Regulation and Transparency Services team, Senior Vice President of Strategic Regulatory Engagement Alex Ellenberg, and Senior Director of Transparency Services Equities Brendan Loonam. They join us to discuss periodic aggregate market data sets, including some new data recently added to FINRA's website, and how FINRA makes this information available to the public in support of its mission of investor protection and market integrity.
Resources mentioned in this episode:
FINRA DataOTC Transparency DataNMS Equity and Option Order Routing Reports (SEC Rule 606(a) Reports)About NMS Equity and Options Routing Reports (SEC 606(a) Reports)OTC (ATS & Non-ATS) TransparencyReg Notice 23-10: FINRA Requests Comment on a Proposal to Require Members to Provide Rule 605 Order Execution Quality Reports to FINRA for Centralized PublicationEpisode 149: MRTS 2.0: A Redesign for a Rapidly Evolving Market
